Managed Futures

Diversification benefits and the modern portfolio theory

Potential tax benefits managed futures versus stocks

According to the Tax Act of 1981, short-term profits in futures are treated as 60% long-term (therefore being subject to a maximum tax of 15%), and 40% short-term (normal taxable income). On the other hand, short-term trading profits in stocks (stocks held less than one year) are treated as 100% short-term.

This favorable tax treatment for futures can translate for those in the upper tax brackets, saving as much as 30% on taxes on short-term gains in futures versus stocks. Alternative investments such as Managed Futures are not suitable for all investors.

Managed futures should only be used with speculative capital, and that the investment not exceed 20% of investable assets or 10% of a client's overall net worth.

It is strongly recommended that any investment tax considerations should be reviewed with a qualified tax professional prior to investing.


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